Home > Corporate & Public Trust > Investor Relations > Case Study: Disclosure Training-Public Company Readiness

return to investor relations Case Study

Disclosure Training-Public Company Readiness

 

 

OBJECTIVES

  • Prevent disclosure violations and possible delays to the IPO by providing employee disclosure training for employees and developing key corporate governance documents for four clients in the process of going public.
  • Prepare public company infrastructure for implementation following IPO effective date
  • Prevent insider trading violations once company is public.

PROGRAM

  • Develop and implement orientation program tailored to three distinct employee groups: executive management, outward-facing employees (i.e., those typically representing the company at trade shows), and rank-and-file employees (no exceptions!).
  • Develop Disclosure Committee structure and guidelines, counsel on the nuances relating to discussing both historical results and forward-looking information, create ready-response communications plan to ensure the funneling of outside media and investor inquiries to the appropriate company representative for reply,

Develop content for the investor relations website and Investor Kits.

RESULTS

  • No inadvertent disclosure issues at high profile trade shows such as the Consumer Electronics Show.
  • Managements demonstrate they take disclosure regulations seriously; in the event of future violations, such programs usually mitigate in favor of the companies that employ such trading

 

 
PR Week

RF's Rachel Spielman in PR Week

EVP Rachel Spielman discusses how creativity can enrich a company's culture in a PR Week op-ed.

Read more

RFI Studios Creates Interactive Historical Timeline for NAACP

RFI Studios Creates Interactive Historical Timeline for NAACP

The multimedia site chronicles the story of the 101-year-old civil rights organization.

Read more

Ethics Blog

Ruder Finn's Weekly Ethics Blog

The Ethics Blog discusses the significance of trust, transparency, honesty and ethical behavior in business and life today.

Read the Ethics Blog

Leadership

The New Breed of CEOs

In MOVE! Magazine, Kathy Bloomgarden discusses the importance of CEO reputation.

Read Move!